Resources | CTSE

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DOCUMENTS

EXCHANGE

EQUITY

DEBT

CTSE Exchange Rules

This document contains the CTSE Exchange Rules that concern the conduct and activities of CTSE, Authorised Users, the Registry, Issuers and Clients.

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CTSE Fee Schedule

This document sets out the fees payable by Issuers, Issuer Agents and Authorised Users to any CTSE group entity.

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Listing on CTSE

This document provides Applicants with information regarding an equity listing on CTSE.

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Conflict of Interests Policy

This document sets out how CTSE meets its Regulatory Obligations to manage potential, perceived or actual conflicts.

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CTSE Conflict of Interest Assessment

The annual conflict of interest assessment report is prepared in compliance with section 62 of the Financial Markets Act and the FSCA Board Notice 1 of 2015.

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Authorised User Application Form

This form should be completed by a party wishing to be admitted as an Authorised User of CTSE.

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Conflict of Interest Report

This document sets out how CTSE performed in the 2022 annual conflict of interest assessment review.

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Conflict of Interest Report

This document sets out how CTSE performed in the 2023 annual conflict of interest assessment review.

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+- Listing Requirements & Schedules
CTSE Equity Listing Requirements

This document sets out the CTSE Equity Listing Requirements for the listing of securities on the Official List and the respective continuing obligations.

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Equity Listing Schedules

The Schedules are supplemental to the CTSE Equity Listing Requirements.

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+- Equity Guidance Notes
Guidance Note 1 - Nominees

Guidance Note 1 provides guidance around the treatment of Nominees recorded on an Issuer’s share register.

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Guidance Note 2 - Submissions

Guidance Note 2 provides guidance around the submission of documents to the CTSE Issuer Regulation Division.

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Guidance Note 3 - CTSE Impact Board

Guidance Note 3 provides guidance around the eligibility, requirements, and continuing obligations for CSTE Issuers who wish to be included on the CTSE Impact Board.

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+- Other
Equity Listing Journey

This sets out the steps that should be followed when applying for an Equity listing on CTSE.

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Issuer Agent Application Form

This form should be completed by a party wishing to be accredited as an Internal or External Equity Issuer Agent.

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Equity Corporate Actions Timetables

This document sets out the prescribed timelines relating to Corporate Actions undertaken by an Issuer.

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+- Checklists
CTSE Equity Business Plan Checklist

This checklist is to be used regarding the submission of a Business Plan to the Issuer Regulation Division.

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CTSE Equity MOI Checklist

This checklist is to be used regarding the submission of an MOI to the Issuer Regulation Division.

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CTSE Equity New Listings Checklist

This checklist is to be used regarding the submission of Listing Particulars or a Prospectus to the Issuer Regulation Division.

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+- Listing Requirements & Schedules
4AX Debt Listing Requirements

This document contains the 4AX Debt Listing Requirements for the listing of debt instruments on the Official List.

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Debt Listing Schedules

The Schedules are supplemental to the CTSE Debt Listing Requirements.

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Proposed amendments to CTSE Debt Listing Requirements

This document contains the proposed marked-up amendments to the CTSE Debt Listing Requirements for public comments.

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+- Debt Guidance Notes
To date, no Debt Guidance Notes have been issued
+- Debt Checklists
Debt Placing Document

This checklist is to be used regarding the submission of a Programme Memorandum or Offering Circular to the Issuer Regulation Division.

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+- Other
Debt Issuer Agent/Designated Person Application Form

This form should be completed by a party wishing to be accredited as a Debt Issuer Agent or Designated Person.

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DOCUMENTS

CTSE Exchange Rules

This document contains the CTSE Exchange Rules that concern the conduct and activities of CTSE, Authorised Users, the Registry, Issuers and Clients.

CTSE Fee Schedule

This document sets out the fees payable by Issuers, Issuer Agents and Authorised Users to any CTSE group entity.

Listing on CTSE

This document provides Applicants with information regarding an equity listing on CTSE.

Conflict of Interests Policy

This document sets out how CTSE meets its Regulatory Obligations to manage potential, perceived or actual conflicts.

CTSE Conflict of Interest Assessment

The annual conflict of interest assessment report is prepared in compliance with section 62 of the Financial Markets Act and the FSCA Board Notice 1 of 2015.

Authorised User Application Form

This form should be completed by a party wishing to be admitted as an Authorised User of CTSE.

Conflict of Interest Report

This document sets out how CTSE performed in the 2022 annual conflict of interest assessment review.

Conflict of Interest Report

This document sets out how CTSE performed in the 2023 annual conflict of interest assessment review.

CTSE Equity Listing Requirements

This document sets out the CTSE Equity Listing Requirements for the listing of securities on the Official List and the respective continuing obligations.

Equity Listing Schedules

The Schedules are supplemental to the CTSE Equity Listing Requirements.

Guidance Note 1 - Nominees

Guidance Note 1 provides guidance around the treatment of Nominees recorded on an Issuer’s share register.

Guidance Note 2 - Submissions

Guidance Note 2 provides guidance around the submission of documents to the CTSE Issuer Regulation Division.

Guidance Note 3 - CTSE Impact Board

Guidance Note 3 provides guidance around the eligibility, requirements, and continuing obligations for CSTE Issuers who wish to be included on the CTSE Impact Board.

Equity Listing Journey

This sets out the steps that should be followed when applying for an Equity listing on CTSE.

Issuer Agent Application Form

This form should be completed by a party wishing to be accredited as an Internal or External Equity Issuer Agent.

Equity Corporate Actions Timetables

This document sets out the prescribed timelines relating to Corporate Actions undertaken by an Issuer.

CTSE Equity Business Plan Checklist

This checklist is to be used regarding the submission of a Business Plan to the Issuer Regulation Division.

CTSE Equity MOI Checklist

This checklist is to be used regarding the submission of an MOI to the Issuer Regulation Division.

CTSE Equity New Listings Checklist

This checklist is to be used regarding the submission of Listing Particulars or a Prospectus to the Issuer Regulation Division.

4AX Debt Listing Requirements

This document contains the 4AX Debt Listing Requirements for the listing of debt instruments on the Official List.

Debt Listing Schedules

The Schedules are supplemental to the CTSE Debt Listing Requirements.

Proposed amendments to CTSE Debt Listing Requirements

This document contains the proposed marked-up amendments to the CTSE Debt Listing Requirements for public comments.

To date, no Debt Guidance Notes have been issued

Debt Placing Document

This checklist is to be used regarding the submission of a Programme Memorandum or Offering Circular to the Issuer Regulation Division.

Debt Issuer Agent/Designated Person Application Form

This form should be completed by a party wishing to be accredited as a Debt Issuer Agent or Designated Person.

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